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- Updated January 1, 1993
- FRAP 1
-
- SCOPE OF RULES
-
- (a) Scope of rules. These rules govern procedure in
- appeals to United States courts of appeals from the United States
- district courts and the United States Tax Court; in appeals from
- bankruptcy appellate panels; in proceedings in the courts of
- appeals for review or enforcement of orders of administrative
- agencies, boards, commissions and officers of the United States;
- and in applications for writs or other relief which a court of
- appeals or a judge thereof is competent to give. When these
- rules provide for the making of a motion or application in the
- district court, the procedure for making such motion or
- application shall be in accordance with the practice of the
- district court.
-
- (b) Rules not to affect jurisdiction. These rules shall
- not be construed to extend or limit the jurisdiction of the
- courts of appeals as established by law.
-
- (As amended Apr. 30, 1979, eff. Aug. 1, 1979;
- Apr. 25, 1989, eff. Dec. 1, 1989.)
-
-
- CIRCUIT RULE 1-1
-
- SCOPE OF CIRCUIT RULES
-
- In cases where the Federal Rules of Appellate Procedure
- (FRAP) and the Rules of the United States Court of Appeals for
- the Ninth Circuit (Circuit Rules) are silent as to a particular
- matter of appellate practice, any relevant rule of the Supreme
- Court of the United States shall be applied.
-
-
- Updated January 1, 1993
-
- FRAP 2
-
- SUSPENSION OF RULES
-
- In the interest of expediting decision, or for other good
- cause shown, a court of appeals may, except as otherwise provided
- in Rule 26(b), suspend the requirements or provisions of any of
- these rules in a particular case on application of a party or on
- its own motion and may order proceedings in accordance with its
- direction.
-
- FRAP 3
-
- APPEAL AS OF RIGHT-HOW TAKEN
-
- (a) Filing the notice of appeal. An appeal permitted by
-
- law as of right from a district court to a court of appeals shall
- be taken by filing a notice of appeal with the clerk of the
- district court within the time allowed by Rule 4. Failure of an
- appellant to take any step other than the timely filing of a
- notice of appeal does not affect the validity of the appeal, but
- is ground only for such action as the court of appeals deems
- appropriate, which may include dismissal of the appeal. Appeals
- by permission under 28 U.S.C. 1292(b) and appeals in bankruptcy
- shall be taken in the manner prescribed by Rule 5 and Rule 6
- respectively.
-
- (b) Joint or consolidated appeals. If 2 or more persons
- are entitled to appeal from a judgment or order of a district
- court and their interests are such as to make joinder
- practicable, they may file a joint notice of appeal, or may join
- in appeal after filing separate timely notices of appeal, and
- they may thereafter proceed on appeal as a single appellant.
- Appeals may be consolidated by order of the court of appeals upon
- its own motion or upon motion of a party, or by stipulation of
- the parties to the several appeals.
-
- (c) Content of the notice of appeal. The notice of
- appeal shall specify the party or parties taking the appeal;
- shall designate the judgment, order or part thereof appealed
- from; and shall name the court to which the appeal is taken.
- Form 1 in the Appendix of Forms is a suggested form of a notice
- of appeal. An appeal shall not be dismissed for informality of
- form or title of the notice of appeal.
-
- (d) Service of the notice of appeal. The clerk of the
- district court shall serve notice of the filing of a notice of
- appeal by mailing a copy thereof to counsel of record of each
- party other than the appellant, or, if a party is not represented
- by counsel, to the last known address of that party; and the
- clerk shall transmit forthwith a copy of the notice of appeal and
- of the docket entries to the clerk of the court of appeals named
- in the notice. When an appeal is taken by a defendant in a
- criminal case, the clerk shall also serve a copy of the notice of
- appeal upon the defendant, either by personal service or by mail
- addressed to the defendant. The clerk shall note on each copy
- served the date on which the notice of appeal was filed. Failure
- of the clerk to serve notice shall not affect the validity of the
- appeal. Service shall be sufficient notwithstanding the death of
- a party or the party's counsel. The clerk shall note in the
- docket the names of the parties to whom the clerk mails copies,
- with the date of mailing.
-
- (e) Payment of fees. Upon the filing of any separate or
- joint notice of appeal from the district court, the appellant
- shall pay to the clerk of the district court such fees as are
- established by statute, and also the docket fee
-
-
- Updated January 1, 1993 prescribed by the Judicial
- Conference of the United States, the latter to be received by the
- clerk of the district court on behalf of the court of appeals.
-
- (As amended Apr. 30, 1979, eff. Aug. 1, 1979;
- Mar. 10, 1986, eff. July 1, 1986; Apr. 25, 1989,
- eff. Dec. 1, 1989.)
-
-
- CIRCUIT RULE 3-1
-
- FILING THE APPEAL
-
- In appeals from the district court, appellant's counsel
- shall simultaneously submit to the clerk of the district court
- the notice of appeal, the filing fee, the appellate docket fee
- and sufficient copies of the notice of appeal for the parties and
- the court. In appeals from the bankruptcy appellate panel and
- the Tax Court, the notice of appeal and fees shall be submitted
- to the Clerk of the court from which the appeal is taken.
- Petitions for review and applications to enforce federal agency
- orders, and fees for those petitions and applications, shall be
- submitted to the Clerk of the Court of Appeals. If the fees are
- not paid promptly, the Court of Appeals Clerk will dismiss the
- case after transmitting a warning notice.
-
- The above rules are subject to several exceptions. The
- docket fee need not be paid upon filing the notice of appeal
- when:
-
- (a) the district court or this court has granted in forma
- pauperis or Criminal Justice Act status;
-
- (b) an application for in forma pauperis relief or for a
- certificate of probable cause to appeal is pending; or (c) the
- appellant, e.g., the Government, is exempt by statute from paying
- the fee. Counsel shall advise the Clerk at the time the notice
- of appeal is filed if one of these conditions exists. (See FRAP
- 24 regarding appeals in forma pauperis.) If a party has filed a
- petition for permission to appeal pursuant to 28 U.S.C. 1292(b),
- the filing fee and docket fee will become due in the district
- court upon an order of this court granting permission to appeal.
- A notice of appeal need not be filed. (See FRAP 5.)
-
- CIRCUIT RULE 3-2
-
- PROCEDURE FOR RECALCITRANT WITNESS APPEALS
-
- Every notice of appeal from an order holding a witness in
- contempt and directing incarceration under 28 U.S.C. 1826 shall
- bear the caption "RECALCITRANT WITNESS APPEAL." Immediately upon
- filing, the notice of appeal must be forwarded by the district
- court clerk's office to the Court of Appeals clerk's office.
-
- It shall also be the responsibility of the appellant to
- notify directly the criminal motions unit of the Court of Appeals
- that such a notice of appeal has been filed in the district
- court. Such notification must be given both in writing and by
- telephone (415/744-9800) within 24 hours of the filing of the
- notice of appeal. The written notification shall be addressed
- to:
-
- CRIMINAL MOTIONS UNIT
- United States Court of Appeals for
- the Ninth Circuit
- P.O. Box 193939
- San Francisco, CA 94119-3939
-
- A failure to provide such notice may result in sanctions against
- counsel imposed by the court.
-
- Cross Reference: FRAP 27, Motions; Circuit Rules 27-1 through 27-
- 10, Motions Practice.
-
- Cross Reference: Circuit Rule 10-1, Notice of Filing of Appeal;
- Docket Sheet, Circuit Rule 25-1, Principal Office of Clerk.
-
-
- CIRCUIT ADVISORY COMMITTEE
- NOTE TO RULE 3-2
-
- A recalcitrant witness summarily ordered confined
- pursuant to 28 U.S.C. 1826(a) is entitled to have his appeal
- from the order of confinement decided within 30 days after the
- filing of the notice of appeal. In the interest of obtaining a
- rapid disposition of these appeals, the court impresses upon
- counsel that the record on appeal and briefs must be filed with
- the court as soon as possible after the notice of appeal is
- filed. The court will establish expedited schedules for filing
- the record and briefs and will submit the appeals for decision to
- the weekly panels. If expedited treatment is sought for an
- interlocutory appeal, motions for expedition, summary affirmance
- or reversal, or dismissal may be filed pursuant to Circuit Rule
- 27-4.
-
-
- Updated January 1, 1993
- FRAP 3.1
-
- APPEALS FROM JUDGMENTS ENTERED BY
- MAGISTRATES IN CIVIL CASES
-
- When the parties consent to a trial before a magistrate
- pursuant to 28 U.S.C. 636(c)(1), an appeal from a judgment
- entered upon the direction of a magistrate shall be heard by the
- court of appeals pursuant to 28 U.S.C. 636(c)(3), unless the
- parties, in accordance with 28 U.S.C. 636(c)(4), consent to an
- appeal on the record to a judge of the district court and
- thereafter by petition only, to the court of appeals. Appeals to
- the court of appeals pursuant to 28 U.S.C. 636(c)(3) shall be
- taken in identical fashion as appeals from other judgments of the
- district court.
-
- (As added Mar. 10, 1986, eff. July 1, 1986.)
-
- FRAP 4
-
- APPEAL AS OF RIGHT-WHEN TAKEN
-
- (a) Appeals in civil cases.
-
- (1) In a civil case in which an appeal is permitted by
- law as of right from a district court to a court of appeals the
- notice of appeal required by Rule 3 shall be filed with the clerk
- of the district court within 30 days after the date of entry of
- the judgment or order appealed from; but if the United States or
- an officer or agency thereof is a party, the notice of appeal may
- be filed by any party within 60 days after such entry. If a
- notice of appeal is mistakenly filed in the court of appeals, the
- clerk of the court of appeals shall note thereon the date on
- which it was received and transmit it to the clerk of the
- district court and it shall be deemed filed in the district court
- on the date so noted.
-
- (2) Except as provided in (a)(4) of this Rule 4, a notice
- of appeal filed after the announcement of a decision or order but
- before the entry of the judgment or order shall be treated as
- filed after such entry and on the day thereof.
-
- (3) If a timely notice of appeal is filed by a party, any
- other party may file a notice of appeal within 14 days after the
- date on which the first notice of appeal was filed, or within the
- time otherwise prescribed by this Rule 4(a), whichever period
- last expires.
-
- (4) If a timely motion under the Federal Rules of Civil
- Procedure is filed in the district court by any party: (i) for
- judgment under Rule 50(b); (ii) under Rule 52(b) to amend or make
- additional findings of fact, whether or not an alteration of the
- judgment would be required if the motion is granted; (iii) under
- Rule 59 to alter or amend the judgment; or (iv) under Rule 59 for
- a new trial, the time for appeal for all parties shall run from
- the entry of the order denying a new trial or granting or denying
- any other such motion. A notice of appeal filed before the
- disposition of any of the above motions shall have no effect. A
- new notice of appeal must be filed within the prescribed time
- measured from the entry of the order disposing of the motion as
- provided above. No additional fees shall be required for such
- filing.
-
- (5) The district court, upon a showing of excusable
- neglect or good cause, may extend the time for filing a notice of
- appeal upon motion filed not later than 30 days after the
- expiration of the time prescribed by this Rule
-
- 4(a). Any such motion which is filed before expiration of the
- prescribed time may be ex parte unless the court otherwise
- requires. Notice of any such motion which is filed after
- expiration of the prescribed time shall be given to the other
- parties in accordance with local rules. No such extension shall
- exceed 30 days past such prescribed time or 10 days from the date
- of entry of the order granting the motion, whichever occurs
- later.
-
- (6) The district court, if it finds (a) that a party
- entitled to notice of the entry of a judgment or order did not
- receive such notice from the clerk or any party within 21 days of
- its entry and (b) that no party would be prejudiced, may upon
- motion filed within 180 days of entry of the judgment or order or
- within 7 days of receipt of such notice, whichever is earlier,
- reopen the time for appeal for a period of 14 days from the date
- of entry of the order reopening the time for appeal.
-
- (7) A judgment or order is entered within
- the meaning of the Rule 4(a) when it is entered
- in compliance with Rules 58 and 79(a) of the
- Federal Rules of Civil Procedure.
-
- (b) Appeals in criminal cases. In a criminal case the
- notice of appeal by a defendant shall be filed in the district
- court within 10 days after the entry of (i) the judgment or order
- appealed from or (ii) a notice of appeal by the Government. A
- notice of appeal filed after the announcement of a decision,
- sentence or order but before entry of the judgment or order shall
- be treated as filed after such entry and on the day thereof. If
- a timely motion in arrest of judgment or for a new trial on any
- ground other than newly discovered evidence has been made, an
- appeal from a judgment of conviction may be taken within 10 days
- after the entry of an order denying the motion. A motion for a
- new trial based on the ground of newly discovered evidence will
- similarly extend the time for appeal from a judgment of
- conviction if the motion is made before or within 10 days after
- entry of the judgment. When an appeal by the government is
- authorized by statute, the notice of appeal shall be filed in the
- district court within 30 days after the entry of (i) the judgment
- or order appealed from or (ii) a notice of appeal by any
- defendant. A judgment or order is entered within the meaning of
- this subdivision when it is entered in the criminal docket. Upon
- a showing of excusable neglect the district court may, before or
- after the time has expired, with or without motion and notice,
- extend the time for filing a notice of appeal for a period not to
- exceed 30 days from the expiration of the time otherwise
- prescribed by this subdivision.
-
- (As amended Apr. 30, 1979, eff. Aug. 1, 1979; Nov. 18, 1988, Apr.
- 30, 1991, eff. Dec. 1, 1991.)
-
- Cross-Reference: Circuit Rule 3-2, Recalcitrant Witness Appeals;
- Circuit Rule 10-2, Record on Appeal; and Circuit Rule 27-4,
- Emergency Criminal Interlocutory Appeals.
-
- Updated January 1, 1993
-
- FRAP 5
-
- APPEALS BY PERMISSION
- UNDER 28 U.S.C. 1292(b)
-
- (a) Petition for permission to appeal. An appeal from an
- interlocutory order containing the statement prescribed by 28
- U.S.C. 1292(b) may be sought by filing a petition for permission
- to appeal with the clerk of the court of appeals within 10 days
- after the entry of such order in the district court with proof of
- service on all other parties to the action in the district court.
- An order may be amended to include the prescribed statement at
- any time, and permission to appeal may be sought within 10 days
- after entry of the order as amended.
-
- (b) Content of the petition; answer. The petition shall
- contain a statement of the facts necessary to an understanding of
- the controlling question of law determined by the order of the
- district court; a statement of the question itself; and a
- statement of the reasons why a substantial basis exists for a
- difference of opinion on the question and why an immediate appeal
- may materially advance the termination of the litigation. The
- petition shall include or have annexed thereto a copy of the
- order from which appeal is sought and of any findings of fact,
- conclusions of law and opinion relating thereto. Within 7 days
- after service of the petition an adverse party may file an answer
- in opposition. The application and answer shall be submitted
- without oral argument unless otherwise ordered.
-
- (c) Form of papers; number of copies. All papers may be
- typewritten. Three copies shall be filed with the original, but
- the court may require that additional copies be furnished.
-
- (d) Grant of permission; cost bond; filing of record.
- Within 10 days after the entry of an order granting permission to
- appeal the appellant shall (1) pay to the clerk of the district
- court the fees established by statute and the docket fee
- prescribed by the Judicial Conference of the United States and
- (2) file a bond for costs if required pursuant to Rule 7. The
- clerk of the district court shall notify the clerk of the court
- of appeals of the payment of the fees. Upon receipt of such
- notice the clerk of the court of appeals shall enter the appeal
- upon the docket. The record shall be transmitted and filed in
- accordance with Rules 11 and 12(b). A notice of appeal need not
- be filed.
-
- (As amended Apr. 30, 1979, eff. Aug. 1, 1979.) Updated January 1,
- 1993
-
- Cross Reference: Circuit Rule 39-2.1, Attorneys Fees and
- Expenses Under the Equal Access to Justice Act and Circuit Rule
- 39-2.2, Petitions by Permission.
-
- Updated January 1, 1993
-
- FRAP 5.1
-
- APPEALS BY PERMISSION UNDER 28 U.S.C. 636(c)(5)
-
- (a) Petition for Leave to Appeal; Answer or Cross
- Petition. An appeal from a district court judgment, entered
- after an appeal pursuant to 28 U.S.C. 636(c)(4) to a judge of
- the district court from a judgment entered upon direction of a
- magistrate in a civil case, may be sought by filing a petition
- for leave to appeal. An appeal on petition for leave to appeal
- is not a matter of right, but its allowance is a matter of sound
- judicial discretion. The petition shall be filed with the clerk
- of the court of appeals within the time provided by Rule 4(a) for
- filing a notice of appeal, with proof of service on all parties
- to the action in the district court. A notice of appeal need not
- be filed. Within 14 days after service of the petition, a party
- may file an answer in opposition or a cross petition.
-
- (b) Content of Petition; Answer. The petition for leave
- to appeal shall contain a statement of the facts necessary to an
- understanding of the questions to be presented by the appeal; a
- statement of those questions and of the relief sought; a
- statement of the reasons why in the opinion of the petitioner the
- appeal should be allowed; and a copy of the order, decree or
- judgment complained of and any opinion or memorandum relating
- thereto. The petition and answer shall be submitted to a panel
- of judges of the court of appeals without oral argument unless
- otherwise ordered.
-
- (c) Form of Papers; Number of Copies. All papers may be
- typewritten. Three copies shall be filed with the original, but
- the court may require that additional copies be furnished.
-
- (d) Allowance of the Appeal; Fees; Cost Bond; Filing of
- Record. Within 10 days after the entry of an order granting the
- appeal, the appellant shall (1) pay to the clerk of the district
- court the fees established by statute and the docket fee
- prescribed by the Judicial Conference of the United States and
- (2) file a bond for costs if required pursuant to Rule 7. The
- clerk of the district court shall notify the clerk of the court
- of appeals of the payment of the fees. Upon receipt of such
- notice, the clerk of the court of appeals shall enter the appeal
- upon the docket. The record shall be transmitted and filed in
- accordance with Rules 11 and 12(b).
-
- (As added Mar. 10, 1986, eff. July 1, 1986.) Updated January 1,
- 1993
-
- FRAP 6
-
- APPEALS IN BANKRUPTCY CASES FROM FINAL JUDGMENTS AND ORDERS OF
- DISTRICT COURTS OR OF BANKRUPTCY APPELLATE PANELS
-
- (a) Appeal from a judgment, order or decree of a district
- court exercising original jurisdiction in a bankruptcy case. An
- appeal to a court of appeals from a final judgment, order or
- decree of a district court exercising jurisdiction pursuant to 28
- U.S.C. 1334 shall be taken in identical fashion as appeals from
- other judgments, orders or decrees of district courts in civil
- actions.
-
- (b) Appeal from a judgment, order or decree of a district
- court or bankruptcy appellate panel exercising appellate
- jurisdiction in a bankruptcy case.--(1) Applicability of other
- rules. All provisions of these rules are applicable to an appeal
- to a court of appeals pursuant to 28 U.S.C. 158(d) from a final
- judgment, order or decree of a district court or bankruptcy
- appellate panel exercising appellate jurisdiction pursuant to 28
- U.S. C. 158(a) or (b), except that :
-
- (i) Rules 3.1, 4(a)(4), 4(b), 5.1, 9, 10, 11, 12(b), 13-
- 20, 22-23, and 24(b) are not applicable;
-
- (ii) the reference in Rule 3(c) to "Form 1 in the
- Appendix of Forms" shall be read as a reference to Form 5; and
-
- (iii) when the appeal is from a bankruptcy appellate
- panel, the term "district court" as used in any applicable rule,
- means "appellate panel".
-
- (2) Additional rules. In additional to the rules made
- applicable by subsection (b)(1) of this rule, the following rules
- shall apply to an appeal to a court of appeals pursuant to 28
- U.S.C. 158(d) from a final judgment, order or decree of a
- district court or of a bankruptcy appellate panel exercising
- appellate jurisdiction pursuant to 28 U.S.C. 158 (a) or (b):
-
- (i) Effect of motion for rehearing on time for appeal.
- If a timely motion for rehearing under Bankruptcy Rule 8015 is
- filed in the district court or the bankruptcy appellate panel,
- the time for appeal to the court of appeals for all parties shall
- run from the entry of the order denying the rehearing or the
- entry of the subsequent judgment.
-
- (ii) The record on appeal. Within 10 days after filing
- the notice of appeal, the appellant shall file with the clerk
- possessed of the record assembled pursuant to Bankruptcy Rule
- 8006, and serve on the appellee, a statement of the issues to be
- presented on appeal and a designation of the record to be
- certified and transmitted to the clerk of the court of appeals.
- If the appellee deems other parts of the record necessary, the
- appellee shall, within 10 days after service of the appellant's
- designation, file with the clerk and serve on the appellant a
- designation of additional parts to be included. The record,
- redesignated as provided above, plus the proceedings in the
- district court or bankruptcy appellate panel and a certified copy
- of the docket entries prepared by the clerk pursuant to Rule 3(d)
- shall constitute the record on appeal.
-
- (iii) Transmission of the record. When the record is
- complete for purpose of the appeal, the clerk of the district
- court or the appellate panel, shall transmit it forthwith to the
- clerk of the court of appeals. The clerk of the district court
- or of the appellate panel shall number the documents comprising
- the record and shall transmit with the record a list of documents
- correspondingly numbered and identified with reasonable
- definiteness. Documents of unusual bulk or weight, physical
- exhibits other than documents, and such other parts of the record
- as the court of appeal may designate by local rule, shall not be
- transmitted by the clerk unless the clerk is directed to do so by
- a party or by the clerk of the court of appeals. A party must
- make advance arrangement with the clerk for the transportation
- and receipt of exhibits of unusual bulk or weight. All parties
- shall take any other action necessary to enable the clerk to
- assemble and transmit the record. The court of appeals may
- provide by rule or order that a certified copy of the docket
- entries shall be transmitted in lieu of the redesignated record,
- subject to the right of any party to request at any time during
- the pendency of the appeal that the redesignated record be
- transmitted.
-
- (iv) Filing of the record. Upon receipt of the record,
- the clerk of the court of appeals shall file it and shall
- immediately give notice to all parties of the date on which it
- was filed. Upon receipt of a certified copy of the docket
- entries transmitted in lieu of the redesignated record pursuant
- to rule or order, the clerk of the court of appeals shall file it
- and shall immediately give notice to all parties of the date on
- which it was filed.
-
- (As amended Apr. 30, 1979, eff. Aug. 1, 1979; Apr. 25, 1989, eff.
- Dec. 1, 1989, Apr. 30, 1991, eff. Dec. 1, 1991.)
-
- Cross Reference: Circuit Rule 11.4.1, Retention of Clerk's
- Record.
-
- CIRCUIT RULE 6-1
-
- APPEALS FROM FINAL DECISIONS OF THE SUPREME COURT OF THE
- COMMONWEALTH OF THE NORTHERN MARIANA ISLANDS
-
- (a) Applicability of other rules. All provisions of the
- Federal Rules of Appellate Procedure and the Ninth Circuit Rules
- are applicable to an appeal pursuant to 48 U. S. C. 1694c(a) from
- a final decision of the Supreme Court of the Northern Mariana
- Islands, except that:
-
- (i) The term "district court" as used in these rules
- shall apply to the Supreme Court of the Commonwealth of the
- Northern Mariana Islands ("CNMI");
-
- (ii) Both civil and criminal appeals shall be taken
- pursuant to the provisions set forth in FRAP 4(a)(1), 4(a)(3),
- and 4(a)(5);
-
- (iii) FRAP 3.1, 4(a)(4), 4(a)(6), 4(b), 5, 5.1, 6, 10(a),
- 10(b), 11(a), 11(b), 13 through 20, 22, 23 and 24(b) are not
- applicable;
-
- (iv) Ninth Circuit Rules 3-2, 10-2, 10-3, 11-1, 11-2, 11-
- 5, 13-1 through 17-3, and 23-1 are not applicable;
-
- (b) Additional rules. In addition to the rules made
- applicable by section (a) of this rule, the following rules shall
- apply to all appeals pursuant to 48 U. S. C. 1694c(a):
-
- (i) Effect of petition for rehearing on time for appeal.
- If a timely petition for rehearing under Rule 40 of the Rules of
- Appellate Procedure of the CNMI Supreme Court is filed in the
- CNMI Supreme Court, the time for appeal to this court shall run
- from the entry of the order denying the rehearing. A notice of
- appeal filed before the disposition of a petition for rehearing
- shall have no effect. A new notice of appeal must be filed
- within the prescribed time measured from the entry of the order
- disposing of the motion as provided above. No additional fees
- shall be required for such filing.
-
- (ii) The record on appeal. The original papers and
- exhibits filed in the trial court, the transcript of proceedings,
- if any, and a certified copy of the docket entries prepared by
- the clerk of the trial court, the proceedings in the CNMI Supreme
- Court, (although transcripts of oral argument are not required)
- and a certified copy of the docket entries prepared by the clerk
- of the CNMI Supreme Court shall constitute the record on appeal.
-
- (iii) The certificate of record. When the record is
- complete for purpose of the appeal, the clerk of the CNMI Supreme
- Court shall file a certificate of record with the clerk of the
- Court of Appeals. The certificate shall attest that all
- documents which comprise the record on appeal (as defined in
- paragraph ii above) are available to the parties in the CNMI
- Supreme Court or CNMI Superior Court clerk's office. The filing
- of the certificate of record with the Court of Appeals shall
- indicate that the Court of Appeals considers the record filed.
-
- (iv) Statement of federal question. In addition to the
- requirements set forth in Cir. R. 28-2.2, the statement of
- jurisdiction in all appeals pursuant to 48 U. S. C. 1694c(a)
- shall include a separate paragraph which sets forth the
- constitutional provisions, treaties or laws of the United States,
- or any authority exercised thereunder, which are involved in the
- case.
-
-
- CIRCUIT ADVISORY COMMITTEE NOTE TO RULE 6-1
-
- The Ninth Circuit has held that when a decision of the
- CNMI Supreme Court is based solely on local law, the fact that
- the Covenant to Establish a Commonwealth of the Northern Mariana
- Islands in Political Union with the United States of America,
- Pub. L. 94-241, 90 Stat. 263 (March 24, 1976) was adopted by the
- United States Congress is not sufficient to confer Ninth Circuit
- jurisdiction over actions arising from the CNMI courts. Sablan
- v. Manglona, 938 F.2d 970 (9th Cir. 1991).
-
- FRAP 7
-
- BOND FOR COSTS ON APPEAL IN CIVIL CASES
-
- The district court may require an appellant to file a
- bond or provide other security in such form and amount as it
- finds necessary to ensure payment of costs on appeal in a civil
- case. The provisions of Rule 8(b) apply to a surety upon a bond
- given pursuant to this rule.
-
- (As amended Apr. 30, 1979, eff. Aug. 1, 1979.)
-
-
- FRAP 8
-
- STAY OR INJUNCTION PENDING APPEAL
-
- (a) Stay must ordinarily be sought in the first instance
- in district court; motion for stay in court of appeals.
- Application for a stay of the judgment or order of a district
- court pending appeal, or for approval of a supersedeas bond, or
- for an order suspending, modifying, restoring or granting an
- injunction during the pendency of an appeal must ordinarily be
- made in the first instance in the district court. A motion for
- such relief may be made to the court of appeals or to a judge
- thereof, but the motion shall show that application to the
- district court for the relief sought is not practicable, or that
- the district court has denied an application or has failed to
- afford the relief which the applicant requested, with the reasons
- given by the district court for its action. The motion shall
- also show the reasons for the relief requested and the facts
- relied upon, and if the facts are subject to dispute the motion
- shall be supported by affidavits or other sworn statements or
- copies thereof. With the motion shall be filed such parts of the
- record as are relevant. Reasonable notice of the motion shall be
- given to all parties. The motion shall be filed with the clerk
- and normally will be considered by a panel or division of the
- court, but in exceptional cases where such procedure would be
- impracticable due to the requirements of time, the application
- may be made to and considered by a single judge of the court.
-
- (b) Stay may be conditioned upon giving of bond;
- proceedings against sureties. Relief available in the court of
- appeals under this rule may be conditioned upon the filing of a
- bond or other appropriate security in the district court. If
- security is given in the form of a bond or stipulation or other
- undertaking with one or more sureties, each surety submits to the
- jurisdiction of the district court and irrevocably appoints the
- clerk of the district court as the surety's agent upon whom any
- papers affecting the surety's liability on the bond or
- undertaking may be served. A surety's liability may be enforced
- on motion in the district court without the necessity of an
- independent action. The motion and such notice of the motion as
- the district court prescribes may be served on the clerk of the
- district court, who shall forthwith mail copies to the sureties
- if their addresses are known.
-
- (c) Stays in criminal cases. Stays in criminal cases
- shall be had in accordance with the provisions of Rule 38(a) of
- the Federal Rules of Criminal Procedure.
-
- (As amended Mar. 10, 1986, eff. July 1, 1986.)
-
- Cross Reference: Circuit Rules 27-1, 27-2, 27-3, Motions
- Practice.
-
- FRAP 9
-
- RELEASE IN CRIMINAL CASES
-
- (a) Appeals from orders respecting release entered prior
- to a judgment of conviction. An appeal authorized by law from an
- order refusing or imposing conditions of release shall be
- determined promptly. Upon entry of an order refusing or imposing
- conditions of release, the district court shall state in writing
- the reasons for the action taken. The appeal shall be heard
- without the necessity of briefs after reasonable notice to the
- appellee upon such papers, affidavits, and portions of the record
- as the parties shall present. The court of appeals or a judge
- thereof may order the release of the appellant pending the
- appeal.
-
- (b) Release pending appeal from a judgment of conviction.
- Application for release after a judgment of conviction shall be
- made in the first instance in the district court. If the
- district court refuses release pending appeal, or imposes
- conditions of release, the court shall state in writing the
- reasons for the action taken. Thereafter, if an appeal is
- pending, a motion for release, or for modification of the
- conditions of release, pending review may be made to the court of
- appeals or to a judge thereof. The motion shall be determined
- promptly upon such papers, affidavits, and portions of the record
- as the parties shall present and after reasonable notice to the
- appellee. The court of appeals or a judge thereof may order the
- release of the appellant pending disposition of the motion.
-
- (c) Criteria for release. The decision as to release
- pending appeal shall be made in accordance with Title 18, U.S.C.
- 3143. The burden of establishing that the defendant will not
- flee or pose a danger to any other person or to the community and
- that the appeal is not for purpose of delay and raises a
- substantial question of law or fact likely to result in reversal
- or in an order for a new trial rests with the defendant.
-
- (As amended Apr. 24, 1972, eff. Oct. 1, 1972;
- Oct. 12, 1984.)
-
- CIRCUIT RULE 9-1
-
- RELEASE IN CRIMINAL CASES
-
- 9-1.1 Release Pending Conviction
-
- (a) Within 14 days of the filing of a notice of appeal from a
- release or detention order entered before or at the time of a
- judgment of conviction, the appellant shall file a memorandum of
- law and facts in support of the appeal. Appellant's memorandum
- shall be accompanied by a copy of the district court's release or
- detention order, and, if the appellant questions the factual
- basis of the order, a transcript of the proceedings had on the
- motion for bail made in the district court. If unable to obtain
- a transcript of the bail proceedings, the appellant shall state
- in an affidavit the reasons why the transcript has not been
- obtained.
-
- (b) The appellee shall file a response to appellant's memorandum
- within 7 days of receipt thereof. The appeal shall be decided
- promptly after submission of the appellee's response.
-
- 9-1.2 Release Pending Appeal
-
- (a) A motion for bail pending appeal or for revocation of
- bail pending appeal, made in this court, shall be accompanied by
- a copy of the district court's bail order, and, if the movant
- questions the factual basis of the order, a transcript of the
- proceedings had on the motion for bail made in the district
- court. If unable to obtain a transcript of the bail proceedings,
- the movant shall state in an affidavit the reason why the
- transcript has not been obtained.
-
- (b) A movant for bail pending appeal shall also attach to
- the motion a certificate of the court reporter containing the
- name, address, and telephone number of the reporter who will
- prepare the transcript on appeal and the reporter's verification
- that the transcript has been ordered and that satisfactory
- arrangements have been made to pay for it, together with the
- estimated date of completion of the transcript. A motion for
- bail which does not comply with part (b) of this rule will be
- prima facie evidence that the appeal is taken for the purpose of
- delay within the meaning of 18 U.S.C. 3143(b).
-
- (c) The government shall file a written response to all
- motions for bail pending appeal within 7 days of receipt thereof.
-
- (d) If the appellant is on bail at the time the motion is
- filed in this court, that bail will remain in effect until the
- court rules on the motion.
-
- Cross Reference: Circuit Rule 27-1, 27-3, Motions Practice.
-
- FRAP 10
-
- THE RECORD ON APPEAL
-
- (a) Composition of the record on appeal. The original papers and
- exhibits filed in the district court, the transcript of
- proceedings, if any, and a certified copy of the docket entries
- prepared by the clerk of the district court shall constitute the
- record on appeal in all cases.
-
- (b) The transcript of proceedings; duty of appellant to
- order; notice to appellee if partial transcript is ordered.
-
- (1) Within 10 days after filing the notice of appeal the
- appellant shall order from the reporter a transcript of such
- parts of the proceedings not already on file as the appellant
- deems necessary, subject to local rules of the courts of appeals.
- The order shall be in writing and within the same period a copy
- shall be filed with the clerk of the district court. If funding
- is to come from the United States under the Criminal Justice Act,
- the order shall so state. If no such parts of the proceedings
- are to be ordered, within the same period the appellant shall
- file a certificate to that effect.
-
- (2) If the appellant intends to urge on appeal that a
- finding or conclusion is unsupported by the evidence or is
- contrary to the evidence, the appellant shall include in the
- record a transcript of all evidence relevant to such findings or
- conclusion.
-
- (3) Unless the entire transcript is to be included, the
- appellant shall, within the 10 days time provided in (b)(1) of
- this Rule 10, file a statement of the issues the appellant
- intends to present on the appeal and shall serve on the appellee
- a copy of the order or certificate and of the statement. If the
- appellee deems a transcript or other parts of the proceedings to
- be necessary, the appellee shall, within 10 days after the
- service of the order or certificate and the statement of the
- appellant, file and serve on the appellant a designation of
- additional parts to be included. Unless within 10 days after
- service of such designation the appellant has ordered such parts,
- and has so notified the appellee, the appellee may within the
- following 10 days either order the parts or move in the district
- court for an order requiring the appellant to do so.
-
- (4) At the time of ordering, a party must make
- satisfactory arrangements with the reporter for payment of the
- cost of the transcript.
-
- (c) Statement of the evidence or proceedings when no
- report was made or when the transcript is unavailable. If no
- report of the evidence or proceedings at a hearing or trial was
- made, or if a transcript is unavailable, the appellant may
- prepare a statement of the evidence or proceedings from the best
- available means, including the appellant's recollection. The
- statement shall be served on the appellee, who may serve
- objections or proposed amendments thereto within 10 days after
- service. Thereupon the statement and any objections or proposed
- amendments shall be submitted to the district court for
- settlement and approval and as settled and approved shall be
- included by the clerk of the district court in the record on
- appeal.
-
- (d) Agreed statement as the record on appeal. In lieu
- of the record on appeal as defined in subdivision (a) of this
- rule, the parties may prepare and sign a statement of the case
- showing how the issues presented by the appeal arose and were
- decided in the district court and setting forth only so many of
- the facts averred and proved or sought to be proved as are
- essential to a decision of the issues presented. If the
- statement conforms to the truth, it, together with such additions
- as the court may consider necessary fully to present the issues
- raised by the appeal, shall be approved by the district court and
- shall then be certified to the court of appeals as the record on
- appeal and transmitted thereto by the clerk of the district court
- within the time provided by Rule 11. Copies of the agreed
- statement may be filed as the appendix required by Rule 30.
-
- (e) Correction or modification of the record. If any
- difference arises as to whether the record truly discloses what
- occurred in the district court, the difference shall be submitted
- to and settled by that court and the record made to conform to
- the truth. If anything material to either party is omitted from
- the record by error or accident or is misstated therein, the
- parties by stipulation, or the district court, either before or
- after the record is transmitted to the court of appeals, or the
- court of appeals, on proper suggestion or of its own initiative,
- may direct that the omission or misstatement be corrected, and if
- necessary that a supplemental record be certified and
- transmitted. All other questions as to the form and content of
- the record shall be presented to the court of appeals.
-
- (As amended Apr. 30, 1979, eff. Aug. 1, 1979; Mar. 10, 1986, eff.
- July 1, 1986, Apr. 30, 1991, eff. Dec. 1, 1991.)
-
- CIRCUIT RULE 10-1
-
- NOTICE OF FILING OF APPEAL; DOCKET SHEET
-
- When the notice of appeal is filed in the district court,
- the clerk of the district court shall immediately transmit a copy
- of the notice to the Court of Appeals, together with a copy of
- the district court docket sheet. The clerk of the district court
- shall immediately transmit a copy of the docket sheet to all
- parties.
-
- Cross Reference: FRAP 3, Appeal as of Right-How Taken; Circuit
- Rule 3-1, Filing the Appeal.
-
- CIRCUIT RULE 10-2
-
- CONTENTS OF THE RECORD ON APPEAL
-
- Pursuant to FRAP 10(a), the complete record on appeal
- consists of:
-
- (a) the official transcript of oral proceedings before
- the district court ("transcript"), if there is one; and
-
- (b) the district court clerk's record of original
- pleadings, exhibits and other papers filed with the district
- court ("clerk's record").
-
- Cross Reference: Circuit Rule 30-1, The Excerpts of Record.
-
- CIRCUIT RULE 10-3
-
- ORDERING THE REPORTER'S TRANSCRIPT
-
- 10-3.1 Ordering the Reporter's Transcript in Civil
- Appeals
-
- (a) Notice By Appellant of Transcript Portions to be
- Ordered: Unless counsel have agreed on transcript portions to be
- ordered, within 10 days after the notice of appeal is filed, the
- appellant shall serve on the appellee a notice setting forth the
- portions of the transcript the appellant will order from the
- court reporter. If no transcript is needed, the appellant shall
- file in the district court and serve on the appellee a notice so
- stating, and at the same time shall provide a copy of this notice
- to the court reporter and to the Court of Appeals.
-
- (b) Notice By Appellee of Additional Transcript Portions
- to be Ordered: Within 10 days after the date of service on the
- appellee of the appellant's notice of transcript portions to be
- ordered, the appellee may serve on the appellant a notice setting
- forth additional portions of the transcript, if any, necessary
- for the appeal.
-
- (c) Ordering the Transcript: Within 10 days after the
- date of service of the appellee's notice of additional transcript
- portions or, if appellee does not timely serve such notice,
- within 30 days after the notice of appeal is filed in the
- district court, the appellant shall file a transcript order in
- the district court using the United States Court of Appeals
- Transcript Designation and Order Form. At the same time, the
- appellant shall provide a copy of the Transcript Designation and
- Order Form to the court reporter and to the Court of Appeals.
- Appellant shall order all transcript portions designated by both
- the appellant and the appellee. The transcript will be
- considered ordered when appellant's counsel files the Transcript
- Order Form in the district court.
-
- (d) Payment for Transcript: On or before the date the
- Transcript Order Form is filed with the district court, the
- appellant shall make suitable arrangements with the court
- reporter for payment of the cost of the transcript. The Judicial
- Conference of the United States has approved rates for court
- reporters for the first copy and for subsequent copies of the
- original transcript. It is the appellant's obligation to pay for
- the original transcript.
-
- 10-3.2 Ordering the Reporter's Transcript in
- Criminal Appeals
-
- (a) Ordering Transcripts Prior to Filing the Notice of
- Appeal in Extended Criminal Trials: In criminal proceedings in
- which the trial lasted ten days or more, the district court may
- authorize the preparation of the transcript on appeal and
- execution of an Authorization and Voucher for Payment of
- Transcript (CJA Form 24), after the entry of a verdict but prior
- to the entry of judgment and the filing of a notice of appeal,
- if, based upon the certificate of counsel, the court determines
- that defense counsel has informed the defendant of the right to
- appeal and the defendant has instructed counsel to appeal
- regardless of the nature or length of the sentence to be imposed.
- The certificate of counsel shall be in addition to the attorney's
- statement in Box 11 of the CJA Form 24. Retained counsel also
- may order the trial transcript prior to entry of judgment and
- filing of the notice of appeal provided they make acceptable
- financial arrangements for payment of the transcript. The Court
- of Appeals waives the reduction in transcript price for
- transcripts ordered pursuant to this rule for the time period
- from the early ordering of the transcripts and the time that
- would otherwise be required. The parties shall comply with all
- other applicable requirements of Circuit Rule 10-3.2(b)-(f).
-
- (b) Notice by Appellant of Transcript Portions to be
- Ordered: Unless counsel have agreed on transcript portions to be
- ordered, within 7 days after the notice of appeal is filed, the
- appellant shall serve on the appellee a notice setting forth the
- portions of the transcript the appellant will order from the
- court reporter. If no transcript is needed, the appellant shall
- file in the district court and serve on the appellee a notice so
- stating, and at the same time shall provide a copy of this notice
- to the court reporter and to the Court of Appeals.
-
- (c) Notice by Appellee of Additional Transcript Portions
- To Be Ordered: Within 7 days after the date of service of the
- appellant's notice on the appellee, the appellee may serve on the
- appellant a notice setting forth additional portions of the
- transcript, if any, necessary for the appeal.
-
- (d) Ordering the Transcript: Within 7 days after the
- date of service of the appellee's notice of additional transcript
- portions or, if appellee does not timely serve such notice,
- within 21 days after the notice of appeal is filed, the appellant
- shall file a transcript order in the district court using the
- United States Court of Appeals Transcript Designation and Order
- Form. At the same time, the appellant shall provide a copy of
- the Transcript Designation and Order Form to the court reporter
- and the Court of Appeals. Appellant shall order all transcript
- portions designated by both the appellant and the appellee. The
- transcript will be considered ordered when appellant's counsel
- files the Transcript Order Form in the district court.
-
- (e) Payment for the Transcript: In cases where appellant
- is represented by retained counsel, on or before the date the
- Transcript Order Form is filed with the district court, the
- appellant's counsel shall make suitable arrangements with the
- court reporter for payment of the cost of the transcript and
- shall certify in the Transcript Order Form that this has been
- done. Failure to make suitable arrangements with the court
- reporter may result in sanctions pursuant to FRAP 46(c).
-
- (f) Preparation of the Transcript: The court reporter
- shall begin preparation of the transcript as soon as a Transcript
- Order Form is filed in the district court and is received by the
- court reporter.
-
- 10-3.3 Payment for Additional Portions of
- Transcript
-
- Whenever the appellee serves notice upon the appellant
- that additional portions of the transcript are required under
- Circuit Rule 10-3.1(b) or 10-3.2(c), the appellant shall be
- responsible for payment unless the appellant certifies that the
- requested portion is not necessary to the appeal, stating the
- reasons therefor. After such a certificate is served and filed
- in the district court, and copies are furnished to the Court of
- Appeals and the court reporter(s), the district court shall
- determine the allocation of costs.
-
- FRAP 11
- TRANSMISSION OF THE RECORD
-
- (a) Duty of appellant. After filing the notice of appeal
- the appellant, or in the event that more than 1 appeal is taken,
- each appellant, shall comply with the provisions of Rule 10(b)
- and shall take any other action necessary to enable the clerk to
- assemble and transmit the record. A single record shall be
- transmitted.
-
- (b) Duty of reporter to prepare and file transcript;
- notice to court of appeals; duty of clerk to transmit the record.
- Upon receipt of an order for a transcript, the reporter shall
- acknowledge at the foot of the order the fact that the reporter
- has received it and the date on which the reporter expects to
- have the transcript completed and shall transmit the order, so
- endorsed, to the clerk of the court of appeals. If the
- transcript cannot be completed within 30 days of receipt of the
- order the reporter shall request an extension of time from the
- clerk of the court of appeals and the action of the clerk of the
- court of appeals shall be entered on the docket and the parties
- notified. In the event of the failure of the reporter to file
- the transcript within the time allowed, the clerk of the court of
- appeals shall notify the district judge and take such other steps
- as may be directed by the court of appeals. Upon completion of
- the transcript the reporter shall file it with the clerk of the
- district court and shall notify the clerk of the court of appeals
- that the reporter has done so.
-
- When the record is complete for purposes of the appeal,
- the clerk of the district court shall transmit it forthwith to
- the clerk of the court of appeals. The clerk of the district
- court shall number the documents comprising the record and shall
- transmit with the record a list of documents correspondingly
- numbered and identified with reasonable definiteness. Documents
- of unusual bulk or weight, physical exhibits other than
- documents, and such other parts of the record as the court of
- appeals may designate by local rule, shall not be transmitted by
- the clerk unless the clerk is directed to do so by a party or by
- the clerk of the court of appeals. A party must make advance
- arrangements with the clerks for the transportation and receipt
- of exhibits of unusual bulk or weight.
-
- (c) Temporary retention of record in district court for
- use in preparing appellate papers. Notwithstanding the
- provisions of (a) and (b) of this Rule 11, the parties may
- stipulate, or the district court on motion of any party may
- order, that the clerk of the district court shall temporarily
- retain the record for use by the parties in preparing appellate
- papers. In that event the clerk of the district court shall
- certify to the clerk of the court of appeals that the record,
- including the transcript or parts thereof designated for
- inclusion and all necessary exhibits, is complete for purposes of
- the appeal. Upon receipt of the brief of the appellee, or at
- such earlier time as the parties may agree or the court may
- order, the appellant shall request the clerk of the district
- court to transmit the record.
-
- (d) [Extension of time for transmission of
- the record; reduction of time] [Abrogated]
-
- (e) Retention of the record in the district court by
- order of court. The court of appeals may provide by rule or
- order that a certified copy of the docket entries shall be
- transmitted in lieu of the entire record, subject to the right of
- any party to request at any time during the pendency of the
- appeal that designated parts of the record be transmitted.
-
- If the record or any part thereof is required in the
- district court for use there pending the appeal, the district
- court may make an order to that effect, and the clerk of the
- district court shall retain the record or parts thereof subject
- to the request of the court of appeals, and shall transmit a copy
- of the order and of the docket entries together with such parts
- of the original record as the district court shall allow and
- copies of such parts as the parties may designate.
-
- (f) Stipulation of parties that parts of the record be
- retained in the district court. The parties may agree by written
- stipulation filed in the district court that designated parts of
- the record shall be retained in the district court unless
- thereafter the court of appeals shall order or any party shall
- request their transmittal. The parts thus designated shall
- nevertheless be a part of the record on appeal for all purposes.
-
- (g) Record for preliminary hearing in the court of
- appeals. If prior to the time the record is transmitted a party
- desires to make in the court of appeals a motion for dismissal,
- for release, for a stay pending appeal, for additional security
- on the bond on appeal or on a supersedeas bond, or for any
- intermediate order, the clerk of the district court at the
- request of any party shall transmit to the court of appeals such
- parts of the original record as any party shall designate.
-
- (As amended Apr. 30, 1979, eff. Aug. 1, 1979;
- Mar. 10, 1986, eff. July 1, 1986.)
-
- CIRCUIT RULE 11-1
-
- FILING THE REPORTER'S TRANSCRIPT
-
-
- 11-1.1 Time for Filing the Reporter's
- Transcript
-
- The reporter's transcript shall be filed in the district
- court within 30 days from the date the Transcript
- Designation/Ordering Form is filed with the district court,
- pursuant to the provisions of FRAP 11(b) and in accordance with
- the scheduling orders issued by the court for all appeals. Upon
- motion by a reporter, the Clerk of the Court of Appeals or a
- designated deputy clerk may grant a reasonable extension of time
- to file the transcript. The grant of an extension of time does
- not waive the mandatory fee reduction for the late delivery of
- transcripts unless such waiver is stated in the order.
-
- 11-1.2 Procedure for Reporter Defaults
- In the event the reporter fails to prepare the transcripts in
- accordance with the scheduling order issued by the court or
- within an extension of time granted by this court, appellant
- shall notify this court of the need to modify the briefing
- schedule. Such notice shall be filed within 14 days after the
- due date for filing of the transcripts. The notice shall
- indicate when the transcripts were designated, when financial
- arrangements were made or the voucher was approved, the dates of
- hearings for which transcripts have not been prepared and the
- name of the reporter assigned to those hearings.
-
- 11-1.3 Form and Content of the Reporter's Transcript
-
- The transcript shall be bound by the reporter in a volume
- or volumes with pages uniformly and consecutively numbered
- throughout all volumes. It shall include an index with the names
- of witnesses, the direct, cross, redirect and other examinations,
- and exhibit numbers, when offered and received or rejected, as
- well as instructions and colloquy on instructions. The index
- shall refer to the number of the volume and the page, shall be
- cumulative for all volumes, and shall be placed in the first
- volume. The original set of the transcript shall serve as the
- copy required by 28 U.S.C. 753(b).
-
- CIRCUIT RULE 11-2
-
- THE CERTIFICATE OF RECORD
-
- Upon the filing of the transcript in the district court,
- or alternatively, when the district court clerk receives notice
- that no transcript will be ordered, the clerk of the district
- court shall file a certificate of record with the clerk of the
- Court of Appeals. The certificate shall attest that all
- documents which comprise the clerk's record on appeal (pleadings,
- exhibits and other papers filed) and the reporters' transcript
- (if any) are available to the parties in the district court
- clerk's office. The filing of the certificate of record with the
- Court of Appeals shall indicate that the Court of Appeals
- considers the record filed.
-
- CIRCUIT RULE 11-3
-
- RETENTION OF THE TRANSCRIPT AND CLERK'S RECORD IN THE DISTRICT
- COURT DURING PREPARATION OF THE BRIEFS
-
- In all cases, as authorized by FRAP 11(c), both the
- transcript and the clerk's record shall remain in the custody of
- the district court for use by the parties in preparing their
- briefs.
-
-
- CIRCUIT RULE 11-4
-
- RETENTION OF CLERK'S RECORD IN THE DISTRICT COURT IN CIVIL CASES
- WHERE EXCERPTS OF RECORD ARE FILED; RETENTION OF PHYSICAL
- EXHIBITS IN THE DISTRICT COURT; TRANSMITTAL OF REPORTER'S
- TRANSCRIPT; TRANSMITTAL OF CLERK'S RECORD ON REQUEST
-
- 11-4.1 Retention of Clerk's Record in the
- District Court
-
- Except as noted below, in all civil cases where excerpts
- of record are to be filed with the Court of Appeals pursuant to
- Circuit Rule 30-1, the entire clerk's record shall be retained in
- the district court unless requested by the Court of Appeals.
- This provision shall not apply to Tax Court Cases or to cases
- involving review of Social Security Administration determinations
- of eligibility for disability insurance benefits and supplemental
- security income benefits. In appeals from the Bankruptcy
- Appellate Panel, records will be treated in the same fashion as
- records on appeal in other civil cases arising from the district
- court.
-
- 11-4.2 Retention of Physical Exhibits in the
- District Court
-
- All physical exhibits in all cases shall be retained in
- the district court unless requested by the Court of Appeals.
-
- 11-4.3 Transmittal of Reporter's Transcript
-
- The reporter's transcript shall be transmitted to the Clerk of
- the Court of Appeals by the clerk of the district court within 7
- days after the district court receives notice from the Court of
- Appeals that the appellee's brief has been filed.
-
- 11-4.4 Transmittal of Clerk's Record Upon
- Request
-
- In cases where the clerk's record is retained in the
- district court, if a judge or staff member of the Court of
- Appeals at any time requires all or part of the clerk's record,
- the judge or staff member shall, through the Clerk of the Court
- of Appeals, request the record from the district court. The
- district court clerk shall transmit the record to the requesting
- judge or staff member within 10 days of receiving the request.
-
- CIRCUIT RULE 11-5
-
- TRANSMITTAL OF THE CLERK'S RECORD AND REPORTER'S TRANSCRIPT AND
- EXHIBITS IN ALL OTHER CASES
-
- In all cases not falling within the provisions of Circuit
- Rule 11-4.1, the entire clerk's record and the reporter's
- transcript shall be transmitted to the Court of Appeals within 7
- days after the clerk of the district court receives notice from
- the Court of Appeals that the appellee's brief has been filed in
- the Court of Appeals. All physical exhibits shall be retained in
- the district court unless requested by the Court of Appeals.
-
-